Banking Regulatory/Compliance Contractor

  • Job ID:

    4671

  • Pay rate range:

    $55/hr - $65/hr

  • City:

    Charlotte

  • State:

    NC

  • Duration:

    07/28/2024 - 12/28/2024

  • Job Type:

    Contract

  • Job Description:

    Controls Testing Consultant (Financial Services)

    • Pay: $55/hr to $65/hr (W2) – 1099/C2C Rates available upon request

    • Duration: July 29th to December 27th (5 months)

    • Location:  REMOTE

    Our large Public Accounting client is seeking a Controls Testing Consultant to assist their large banking client in the Planning, Designing, Workpapers, and execution of Controls Testing. This role requires large banking experience and the ability to work and communicate in a Remote team function as well as understand the regulatory environment and requirements.

    Responsibilities of the Controls Testing Consultant:

    • Conduct controls testing for various products alongside the client team.

    • Prepare & Create Workpapers to develop test questions/test steps for high-level key controls.

    • Develop & Create Control Test designs.

    • Identify potential observations while conducting testing which may be reported to business owners

    • Lead walkthrough meetings with Business Owners regarding Control daily functions, review systems and identify best practices for process control review.

    • Conduct Effectiveness Testing & Reperformance Testing

    • Communicate concisely and effectively with multiple Business Lines, as well as in a Team environment.

    • May be requested to perform Peer Reviews and provide timely feedback to testers.

    • Depending on experience, may be asked to perform as a Lead over a Control Test (will review and communicate performance level, actions taken for meeting deadlines/SLA, etc.)

    • Create and request Initial Request Documents from Business Lines/Owners

    • Front line experience is preferred as this is the client team for this project (2nd or 3rd line is ok with large bank experience)

    Experience:

    • Controls testing plan/design and execution experience

    • Ability to communicate and work effectively in teams as well as identify and draw observations from testing outcomes

    • Identify key controls, and determine how to test those key controls

    • Experience with large financial institutions – understand regulatory environment and requirements

    #LI-REMOTE #PCFA

Apply to Job

Add Performance Rater (for Prior Role)

CONTRACTORS

Find Exclusive Contracting Opportunities

Download our app to build and sustain a viable contracting career. Share your phone number to receive the download link.

  • +1

© 2024 PeopleCaddie. All rights reserved.

Contractor Sign Up

Already have an account? Sign In

Log In

Create Account
Forgot Password?

Request a client demo

PeopleCaddi Logo
Hi, .

Create a password to view invite-only contractor profiles and send interview requests

By clicking Join Now, you agree to PeopleCaddie’s Terms of Use and Privacy Policy.

Already have a PeopleCaddie account? Sign in

PeopleCaddie ©2024

Client Registration Request

Already have an account? Sign In

Thank you for registering
with PeopleCaddie!

An activation email has been sent to your email address containing your temporary password and a convenient link to PeopleCaddie’s Client Portal. Just log in and begin creating job orders!

Thank you for registering.

Start by filling out your profile.

Forgot Password?

Enter your E-Mail to help us identify you.